Thu, May 28 | Webinar

JOIN US! May 28, 2020 | CE Credit | Business Models: The Road to Independence from Compliance Side | Webinar

If you are considering going Independent or have now decided that this is the path for your practice, join us to learn about what your next steps are to get prepared to launch your own RIA.
Registration is Closed
JOIN US! May 28, 2020 | CE Credit | Business Models: The Road to Independence from Compliance Side | Webinar

Time & Location

May 28, 2020, 12:00 PM – 1:00 PM
Webinar

About The Event

The purpose of this group is to discuss the opportunities and challenges of running your own business either affiliated with an Independent Broker Dealer, Corporate RIA or through your own Independent RIA. These topics have become even more important given the obstacles associated with CORONAVIRUS. 

The group's purpose is not to advocate one structure over the other, but to educate and discuss the realities of each business model with those working in such different models.

This session will discuss "Business Models: The Road to Independence from Compliance Side". If you are considering going Independent or have now decided that this is the path for your practice, join us to learn about what your next steps are to get prepared to launch your own RIA. Leading business, compliance, and legal experts - all local in South Florida - will walk us through the preparation process, provide insights into how to find the resources to launch your RIA the correct way, and give examples of the 'Do's' and 'Don'ts' all from a legal and compliance perspective. It will be a practical session with open Q&A. The panelists are the following,

One (1) CE credit available.

 

PLEASE NOTE | The webinar link will be sent to all registrants following registration.

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